compliance personnel
Russian translation: сотрудники отдела корпоративного регулирования
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| 17:57 Nov 18, 2010 |
| English to Russian translations [PRO] Bus/Financial - Finance (general) | |||||
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|  Selected response from: Elena Novski Canada Local time: 18:52 | ||||
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| compliance personnel |
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Answers
3 mins confidence: 
peer agreement (net): +2
peer agreement (net): +2сотрудники отдела нормативно-правового соответствия Explanation: * |
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20 mins confidence:  peer agreement (net): +1
2 hrs confidence:
6 hrs confidence: peer agreement (net): +1
13 hrs confidence:
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13 hrs |
| Reference: compliance personnel Reference information: Сompliance personnel are charged with making sure that the company adheres to all FINRA rules. To that end, not only must those who work in compliance be well versed in those rules, but they must also be able to decipher information (such as detailed trade activity) and be able to determine whether the individual and/or firm is in compliance. Compliance personnel must have intimate knowledge of other jobs and functions, such as sales and trading (and the rules associated with them). Reference: http://www.investopedia.com/articles/financialcareers/07/com... |
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